Three Pillars of Swiss Oversight
FINMA Authorisation
Grimaldi & Partners AG is authorised by FINMA as a portfolio manager under the Swiss Financial Institutions Act.
Ongoing Supervision
The company is subject to ongoing regulatory supervision by OSFINcontrol AG.
Independent Ombudsman
Our affiliation with FINOS provides clients with access to an independent Swiss financial ombudsman service.
These safeguards support our commitment to transparency, accountability and the highest standards of client protection.
Independent Oversight. Trusted Protection.
Grimaldi & Partners AG is subject to ongoing supervision by OSFINcontrol and affiliated with FINOS, providing clients with access to independent Swiss oversight and mediation.
OSFINcontrol AG
OSFINcontrol AG is a FINMA-authorised supervisory organisation responsible for the ongoing supervision of asset managers and trustees. It monitors compliance with the requirements of FinIA, FinSA and AMLA.
Ongoing supervision supports regulatory compliance and professional standards.
FINOS — Swiss Financial Ombudsman
FINOS provides independent and neutral mediation for disputes between clients and affiliated financial service providers. Its services are generally free of charge for clients.
Independent mediation supports fair, transparent and constructive dispute resolution.
Regulation, transparency and accountability are at the core of how we protect our clients and their assets.
Protection Built Into Every Relationship
Regulation is not simply a formal requirement. It shapes how we manage assets,
communicate with clients and uphold the responsibilities entrusted to us.
Clear Governance
Defined responsibilities and established oversight processes support disciplined decision-making.
Transparent Communication
Clients receive clear information regarding their portfolios, investment decisions and associated risks.
Responsible Asset Management
Client interests, professional integrity and careful risk management remain central to every mandate.
